Come January 2022, The IFPR will come into force and usher in simplified prudential rules for investment firms. IFPR, in comparison to the old prudential rulebooks of GENPRU, BIPRU and…
In the not too distant future when the world has returned to some normality (whatever that means in a post-COVID-19 environment), the NSE will complete its journey towards de-mutualisation and…
Why Compliance Matters In an increasingly regulated financial world, there have been arguments that firms and sectors are capable of self-regulation. The recent recession and financial crisis however has brought…
Was Kweku really a rogue trader? I have been pondering on this question since I read the news that he had, allegedly, caused UBS, the accident prone investment bank, a…
Is the SEC Nigeria regulatory framework ready for the demutualisation of the NSE?
Has Obama changed the face of Wall Street and banking? Will a new form of banking emerge? Is Universal banking dead?
An international compliance and regulatory consultancy providing clients with innovative and practical solutions to their regulatory and compliance challenges.
An international compliance and regulatory consultancy providing clients with innovative and practical solutions to their regulatory and compliance challenges.