A simple guide to understanding the Investment Firms Prudential Rules (IFPR)
Come January 2022, The IFPR will come into force and usher in simplified prudential rules
We add value to our client business by assisting them to identify, mitigate and manage regulatory risks.
Discover our insight and thinking on regulatory and compliance issues
Come January 2022, The IFPR will come into force and usher in simplified prudential rules
In the not too distant future when the world has returned to some normality (whatever
Welcome to the report of the 2013 OpenSpaces Compliance Survey (the survey) of Broker Dealers
Our guiding principles are to provide our clients with clear and direct solutions to their regulatory and compliance challenges underpinned by our core values of:
Our strength is the depth and breadth of experience of our consultants who are senior compliance professionals, former regulators and lawyers.
An international compliance and regulatory consultancy providing clients with innovative and practical solutions to their regulatory and compliance challenges.
An international compliance and regulatory consultancy providing clients with innovative and practical solutions to their regulatory and compliance challenges.