Advisory
Helping you navigate and understand the constantly evolving regulatory landscape
Since the 2008 financial markets crisis, regulations and compliance requirements have become complex, vast and constantly evolving. Consequently, the volume of regulations that a firm has to deal with and keep abreast of has increased tremendously and these pose a major risk to firms.
Our advisory service assist firms to keep abreast of new and existing regulatory issues, understand them and the impact on their business.
Our advisory services include the following:
- Compliance Assurance
- Advice on the practical application of regulations to a firm’s business
- Risk based compliance monitoring
- Briefing on new regulatory requirements
- Example of a recent advisory engagement: Our client, a leading commercial bank in Nigeria with Global Depositary Receipts (GDRs) listed on the London Stock Exchange needed advice on the post-listing compliance obligations of an issuer of GDRs. Through our knowledge and understanding of the UK Listing Rules, we were able to provide the client with a comprehensive advice on its compliance obligations including the necessary systems and controls to ensure compliance, on an on- going basis, with the relevant UK Listing Rules.
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